Licencia: Series 9/10 - General Securities Sales Supervisor
The Series 9/10 Exam is designed to assess the competency of General Securities Sales Supervisors in the following fields: ?Sale of Corporate Securities ?Rights ?Warrants ?Closed-End Funds ?Money Market Funds ?REITs ?Asset-Backed Securities ?Mortgage Backed-Securities (Corporate) ?Equity Options ?Options on (corporate) Backed-Securities ?Mutual Funds ?Variable Annuities and Variable Life Insurance ?Government Securities ?Repos and Certificates of Accrual on Government Securities ?Municipal Securities and Municipal Fund Securities ?Direct Participation Programs
- Licencia independiente
- Se requiere examen estatal
- No se requiere educación
- Se requiere educación continua
- No se necesita experiencia
- Se requiere verificación de antecedentes
- Sin requisitos físicos
Información de licencia actualizada en 07/19/2019